http://www.cpsc.gov/businfo/smbus.html Small Batch Manufacturers and Third Party Testing
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The Basics
Generally, all manufacturers of children's products must have their children's products third party tested and certified as compliant with applicable children's product safety rules.
Are small batch manufacturers currently required to third party test their children's products in order to certify compliance to applicable regulations?
It depends on the children's product and the materials used to manufacture that children's product.
Small batch manufacturers will ALWAYS be required to third party test for compliance with certain children's product safety rules (listed in group A, on the right hand side of this page).
Qualifying small batch manufacturers are NOT required to third party test for compliance with certain other children's product safety rules (Group B, on the right hand side of this page). Note, however, that all manufacturers, even those that are small batch manufacturers, must ensure that their children's products are in compliance with the underlying children's product safety rules in Group B and issue a general certificate of conformity (GCC).
Do I need to register with the CPSC as a small batch manufacturer? What if I am not registered before the stay on testing and certification lifts on January 1, 2012?
Yes. Registration will be required every year. For calendar year 2012, we anticipate that the registration will open in December 2011. More details will be released when the registry becomes available, but rest assured that there will plenty of time to register and small batch manufacturers will not need to third party test Group B products when the stay on third party testing and certification on certain Group B regulations lifts on January 1, 2012.
What is a qualifying small batch manufacturer?
A small batch manufacturer is a qualifying small batch manufacturer if both of the following requirements are satisfied:
Income: A small batch manufacturer is defined as a manufacturer whose total gross revenues from the prior calendar year (e.g., calendar year 2011 sales to qualify for calendar year 2012) from the sale of all consumer products is $1 million or less. The term "consumer products" includes both children's products and non-children's products even though third party testing requirements apply only to children's products. It does not include revenues from non-consumer products, like food, drugs, and other items not regulated by the CPSC, but it does include revenues from the sale of consumer products by other businesses the registering company controls, is controlled by, or with which it is under common control.
Covered Product: A covered product means a consumer product manufactured by a small batch manufacturer where no more than 7,500 units of the same product were manufactured in the previous calendar year (i.e., calendar year 2011 sales for calendar year 2012 qualification.)
Can an importer be a qualifying small batch manufacturer?
Yes, but only if both the importer and the manufacturer of the covered product meet the revenue and unit criteria for small batch manufacturers. For example, an importer that has no more than $1 million in gross revenues qualifies as a small batch manufacturer if it is importing goods from a foreign manufacturer that produces fewer than 7,500 units of a covered product and also has gross revenue less than $1 million. On the other hand, an importer that imports goods from a foreign manufacturer that mass produces goods cannot be considered a small batch manufacturer for that product, even if that importer has less than $1 million in gross revenues and is importing fewer than 7,500 units of a product from that foreign manufacturer.
Does a qualifying small batch manufacturer have to issue a certificate of conformity?
Yes. A small batch manufacturer must always certify its children's products as compliant with the underlying children's product safety rules applicable to each product.
For those rules in Group A, the small batch manufacturer must base its Children's Product Certificate on third party testing performed by a CPSC-accepted lab, including third party testing or a certificate of conformity provided by a component part supplier, as described in 16 CFR part 1109.
For those rules in Group B, a qualifying small batch manufacturer does not have to issue a Children's Product Certificate based on third party testing but still needs to issue a general certificate of conformity based on first party testing, a reasonable testing program or a certificate of conformity provided by a component part supplier.
Where can I learn more?
This page serves as the primary resource page for all information related to the third party testing obligations of small batch manufacturers. Please bookmark the page, and check back soon for additional information and guidance.
Resources
•Additional FAQs (Coming soon!)Small batch manufacturers must always third party test for the following children's product safety rules (Group A):
•Lead-in-paint and other surface coatings, 16 CFR §1303;
•Full-size cribs and non-full-size cribs, 16 CFR §§1219 and §1220 (pdf);
•Pacifiers, 16 CFR §1511;
•Small parts for children under 3 years of age, 16 CFR §1501;
•Children's metal jewelry, Sec. 101(b) of the CPSIA, as amended by P.L. 112-28; 15 USC 1278a(b)(7) (pdf);
•Baby bouncers, walkers, and jumpers, 16 CFR §1500.18(a)(6) (pdf) and 16 CFR §1500.86(a) (pdf);
•Infant Bath Seats, 16 CFR §1215
•Infant Walkers, 16 CFR §1216 (pdf);
•Toddler Beds, 16 CFR §1217 (pdf);
•Other durable infant or toddler products, as additional children's product safety rules are enacted, 15 U.S.C. 2056a(f), Sec. 104 of the CPSIA.
Qualifying small batch manufacturers registered with the Commission are NOT required to third party test for the following children's product safety rules (Group B):
•ASTM F963-08 Toy Safety Standard;
•Total Lead Content in Children's Products, Sec. 101 of the CPSIA;
•Ban on certain phthalates in children's toys and certain child care articles, Sec. 108 of the CPSIA;
•Bicycle helmets, 16 CFR §1203;
•Bunk beds, 16 CFR §1213 and 1513;
•Rattles, 16 CFR §1510;
•Dive sticks, 16 CFR §1500.86 (pdf);
•Bicycles, 16 CFR §1512;
•Carpets and rugs, 16 CFR §1630 and §1631;
•Vinyl plastic film, 16 CFR §1611;
•Wearing apparel, 16 CFR §1610;
•Clacker balls, 16 CFR §1500.86 (pdf);
•Children's sleepwear, 16 CFR §1615 and §1616;
•Electronically operated toys, 16 CFR §1505;
•ATVs, 16 CFR. §1420; and
•Mattresses, 16 CFR §1632.
With respect to Group B, qualifying small batch manufacturers will need to ensure that the products comply with those regulations and issue a general certificate of conformity (GCC).
Further questions
Please see our list of frequently asked questions below. You may also wish to consult our Small Business Ombudsman if you have further questions.
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This communication has been prepared for general informational purposes only and is based upon the facts and information presented. This communication does not, and is not intended to, constitute legal advice and has not been reviewed or approved by the Commission, and does not necessarily represent its views. Any views expressed in this communication may be changed or superseded by the Commission.
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